​Regulatory, compliance, governance and training services for regulated financial institutions.
Supporting firms across the regulatory lifecycle, from authorisation to ongoing compliance and supervisory readiness.
Our Solutions
Regulatory, Compliance & Legal Advisory
We provide regulatory, compliance, legal and governance advisory services to regulated financial institutions. Our work is informed by legal training and regulatory expertise, enabling us to offer a structured legal and regulatory perspective on complex regulatory obligations.
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We support firms with regulatory authorisation, ongoing compliance frameworks, governance arrangements, regulatory remediation and supervisory engagement, delivering advice that is practical, proportionate and aligned with regulatory expectations.
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​Our advisory is informed by legal training, providing clients with a structured legal and regulatory perspective on compliance, governance and risk.
AI-Enabled Compliance Support
We offer AI-enabled compliance support tools designed to assist regulated firms with day-to-day regulatory queries through structured access to regulatory guidance and internal compliance knowledge.
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These tools are intended to support, not replace, professional compliance judgement and are designed for controlled and auditable use within regulated environments.
Professional & Regulatory Training
We deliver regulator-aligned training for compliance, risk and senior management teams. Our training programmes are designed to build internal regulatory capability, support governance responsibilities and ensure clear understanding of regulatory expectations.
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Training is delivered through structured programmes and bespoke workshops, tailored to the needs of regulated firms and their regulatory context.
Ongoing Advisory Support
We provide ongoing advisory support tailored to client needs, including regulatory queries, compliance support and assistance during supervisory interactions. Our approach emphasises continuity, responsiveness and a clear understanding of each client’s regulatory context.
Fixed-Fee Compliance Services
Fixed-Fee Compliance Services (UK)
We offer defined-scope compliance support on a fixed-fee basis, providing clarity on cost, deliverables, and timelines.
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Regulatory Gap & Readiness Review — £1,500
Focused review of existing compliance framework with written findings and priority actions.
Timeline: 5–7 working days.
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FCA-Aligned Policies & Procedures Pack — £2,000
Development or review of core compliance documentation aligned with UK regulatory expectations.
Timeline: 7–10 working days.
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Regulatory Licensing Support — £2,500
Structured support for businesses seeking UK regulatory authorisation or assessing licensing requirements.
Timeline: 10–14 working days.
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Hourly advisory available by agreement.
Our expertise
Financial Institutions we work with
