Constitutional Documents
Compliance regulations are key to the success of financial institutions. Regal 38i83 understands the importance of staying up to date with these regulations and provides AI generated templates for constitutional documents, including policies and procedures, governance related documents, and guidance and standards. Contact us to learn more about how we can customize these templates to fit your specific needs.
Policy & Procedures
Policies are set of documents that apply to a specific area or task, and are intended to ensure that a financial institution operates in a way that is compliant with Regulatory expectation. Policies and procedures provide required controls for minimising risk, ensuring oversight of the business functions, and having a robust governance in place.
Standard & Guidance
Standards are rules that outline minimum requirements for a product or service, and help to ensure that everyone within your company has the same expectations.
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Guidelines are general recommendations that are not mandatory, but can help members of staff follow rules.
Governance Documentation
Governance documentation is a set of documents that outline how an organization is structured, run, and owned, such as company structure, Organigram, Board Constitution & Management, Article of Association, Minutes etc..