Practical Regulatory Compliance & Risk Advisory for Financial Institutions
Supporting banks, asset managers, fintechs and regulated firms with regulatory authorisation, compliance frameworks, governance advisory and regulator-aligned professional training.
Regal 38i83 is a UK-based regulatory compliance and governance consultancy supporting regulated financial institutions with authorisation, ongoing compliance, legal and governance advisory, and professional training.
Our AI-powered compliance solution supports day-to-day regulatory queries by providing structured access to regulatory guidance and internal compliance knowledge designed for controlled and auditable use within regulated environments.
Why Regal 38i83
The name Regal reflects our focus on regulatory systems, often complex, interconnected, and constantly evolving. Regulatory Galaxy represents our approach to helping financial institutions navigate this complexity with clarity and structure.
38i83 draws on mercury (–38.83 °C), long associated with precision and measurement, reflecting our commitment to consistency, accuracy and disciplined regulatory execution.
Together, Regal 38i83 represents a consultancy built to help regulated financial institutions operate with confidence, predictability and control in increasingly complex regulatory environments.
Our expertise
Our expertise spans regulatory and compliance advisory, risk and governance frameworks, legal and regulatory documentation, professional training, and AI-enabled compliance support. We work with regulated financial institutions across the full regulatory lifecycle, supporting authorisation, ongoing compliance, supervisory readiness, governance oversight and capability building through structured, practical and regulator-aligned solutions.
Our Regulatory Compliance Services
1. AML/CTF and Financial Crime Compliance
Independent financial crime controls reviews, AML/CTF risk assessments and regulatory remediation support.
2. FCA Regulatory Compliance Advisory
Compliance gap assessments, policy development and regulatory guidance for banks, payment institutions and e-money firms.
3. Ongoing Regulatory Compliance Advisory
Monthly advisory support, FCA regulatory updates, compliance monitoring and governance assistance.
4. FCA Authorisation and Payment Institution Readiness
Regulatory readiness assessments and application support for payment institutions, e-money firms and fintech businesses.
5. Section 166 and Regulatory Remediation Support
Preparation for FCA supervisory reviews, Section 166 support, remediation planning and governance improvements.
6. Safeguarding and Third-Party Oversight
Safeguarding compliance reviews, third-party risk assessments and oversight framework improvements.